Privacy Policy

Investment advisers are required by law to inform their clients of their policies regarding privacy of client information. Federal law gives customers the right to limit some but not all sharing of personal information. It also requires Rebalance to disclose how the firm collects, shares, and protects client personal information.


Types of Nonpublic Personal Information Collected

Rebalance collects nonpublic personal information about clients that is either provided to Rebalance by the client or obtained by Rebalance with client authorization. This can include but is not limited to a client’s social security number, date of birth, banking information and financial account numbers and/or balances, sources of income, credit card numbers or other information. When a client is no longer a customer of Rebalance, Rebalance may continue to share such client’s information only as described in this Policy.

Parties to Whom Rebalance Discloses Information

Any investment adviser may need to share personal information to run its everyday business. The following are the typical reasons that Rebalance may share client personal information:

  • For everyday business purposes — such as to process client transactions, maintain client account(s), or respond to court orders and legal investigations, or report to credit bureaus
  • For marketing — to offer Rebalance’s products and services to clients
  • For affiliates’ everyday business purposes — information about client transactions and experiences


Protecting the Confidentiality of Current and Former Client’s Information

To protect client personal information from unauthorized access and use, Rebalance uses security measures that comply with federal law, including computer safeguards and secured files and building.

Definitions

Affiliates: companies related by common ownership or control. Non-affiliates: companies not related by common ownership or control. Joint marketing: a formal agreement between non-affiliated financial companies that together market financial products or services to clients.

Those with questions regarding this Policy are encouraged to contact Rebalance directly. The protection of client privacy and adherence to professional ethical standards are fundamental commitments of Rebalance.